The Financial Markets Authority (FMA) has filed criminal charges in the North Shore District Court against an unnamed company & its NZ-based director for breaching the Financial Service Providers (Registration & Dispute Resolution) Act (FSP Act).
Financial Markets Authority
The Financial Markets Authority released updated guidance yesterday on disclosing non-GAAP financial information.
The Financial Markets Authority has published new resources focused on some of the more complex & potentially riskier products increasingly being seen on the market.
We’ve just had a Government-inspired campaign mocking “loopy” local body rules and calling for a fix. Now the Financial Markets Authority is pointing the finger at a law that – with only a small shot at thinking – could have had a government fix at least a decade ago.
The Financial Markets Authority said yesterday it had discontinued its civil proceedings against the directors of Capital + Merchant Finance Ltd.
The Financial Markets Authority agreed yesterday to accept enforceable undertakings from David & Jacqueline Hobbs of Nelson, limiting their activities in New Zealand’s financial markets.